Alexandre Gia-Hon Chau
周加豐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexandre Gia-Hon Chau (周加豐), a licensed former licensee with CE reference BEM701. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 9 — Asset management | 2017-09-15 | 2022-09-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2014-11-20 | 2016-05-14 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-20 | 2016-05-14 |