Adam Philip Herrmann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Philip Herrmann, a licensed former licensee with CE reference BEM494. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-11-27 | 2014-12-05 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-11-27 | 2014-12-05 |