Adam Philip Herrmann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Philip Herrmann ( ), a licensed former licensee with CE reference BEM494. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-11-27 | 2014-12-05 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-11-27 | 2014-12-05 |