Chi Hung Yang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Hung Yang ( ), a licensed former licensee with CE reference BEM329. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-31 | 2021-06-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-08-31 | 2021-06-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-17 | 2015-06-11 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-11-17 | 2015-06-11 |