Joy Yin Glenn Au
區在然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joy Yin Glenn Au (區在然), a licensed former licensee with CE reference BEL936. This person has 1.2 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-11 | 2016-01-09 |