Chun Tung Mok
莫振東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Tung Mok (莫振東), a licensed former licensee with CE reference BEL217. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-29 | 2023-05-14 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-29 | 2023-05-14 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-10-29 | 2023-05-14 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-05 | 2020-09-25 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-05 | 2020-09-25 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-27 | 2020-09-25 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-11-04 | 2018-06-04 |