Jay Daniel Sole
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jay Daniel Sole ( ), a licensed former licensee with CE reference BEK759. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-04-02 | 2026-04-10 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-04-03 | 2025-04-10 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-05-24 | 2024-05-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-11-05 | 2018-11-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-11 | 2017-07-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-11 | 2017-07-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-20 | 2015-07-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-04 | 2014-11-10 |