Charles Changsun Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Changsun Lee ( ), a licensed former licensee with CE reference BEJ598. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-09-06 | 2019-09-12 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-11-22 | 2018-11-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-10-12 | 2017-10-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-05-23 | 2016-05-27 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-10-29 | 2014-10-31 |