Huai-Tse Hsu
許懷哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huai-Tse Hsu (許懷哲), a licensed former licensee with CE reference BEJ492. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2024-04-17 | 2024-04-19 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2024-04-17 | 2024-04-19 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2023-05-08 | 2023-05-12 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2023-05-08 | 2023-05-12 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2015-08-04 | 2015-08-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2014-10-22 | 2014-11-01 |