Xiaodong (SFC:BEJ084) Yu
虞曉東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaodong (SFC:BEJ084) Yu (虞曉東), a licensed former licensee with CE reference BEJ084. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-04 | 2024-08-20 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-04 | 2024-08-20 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 - Asset management | 2023-05-04 | 2024-08-20 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-27 | 2015-04-20 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-27 | 2015-04-20 |