Simon Peter Watson McConnell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Peter Watson McConnell ( ), a licensed former licensee with CE reference BEI664. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-10-20 | 2015-07-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-10-20 | 2015-07-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2014-10-20 | 2015-07-16 |