Ka Wing Mok
莫嘉穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wing Mok (莫嘉穎), a licensed former licensee with CE reference BEI209. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-28 | 2017-10-23 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-28 | 2017-10-23 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-13 | 2015-05-12 |