Alec Benjamin Baum

CE No. BEF848 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alec Benjamin Baum (), a licensed former licensee with CE reference BEF848. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
J.P. Morgan Securities (Far East) Limited Rep Type 1 — Dealing in securities 2014-09-29 2015-09-07
J.P. Morgan Securities (Far East) Limited Rep Type 4 — Advising on securities 2014-09-29 2015-09-07
J.P. Morgan Securities (Far East) Limited Rep Type 6 — Advising on corporate finance 2014-09-29 2015-09-07

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