Stephanie Fabienne Marie-Pierre Johanna Rache D'Ath
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Fabienne Marie-Pierre Johanna Rache D'Ath ( ), a licensed former licensee with CE reference BEF693. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-05-10 | 2016-08-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2016-05-10 | 2016-08-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-09-29 | 2014-09-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-09-29 | 2014-09-30 |