Stephanie Fabienne Marie-Pierre Johanna Rache D'Ath
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Fabienne Marie-Pierre Johanna Rache D'Ath, a licensed former licensee with CE reference BEF693. This person has 0.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-05-10 | 2016-08-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2016-05-10 | 2016-08-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-09-29 | 2014-09-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-09-29 | 2014-09-30 |