Siu Lung Ng
吳兆龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lung Ng (吳兆龍), CE reference BEF664. Currently licensed at 1 firm(s): FWD Financial Planning Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-04 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-04 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-17 | 2017-07-11 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-17 | 2017-07-11 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-08 | 2015-06-16 |