Ruochen Lu
呂若晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruochen Lu (呂若晨), a licensed Representative with CE reference BEE828. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-10 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-04-13 | 2021-05-26 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-19 | 2021-01-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-19 | 2021-01-04 |