Luying Xia
夏璐瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luying Xia (夏璐瑩), a licensed former licensee with CE reference BEE582. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2020-08-04 | 2023-03-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2020-08-04 | 2023-03-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2020-08-04 | 2023-03-17 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2020-08-04 | 2023-03-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2020-08-04 | 2023-03-17 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2020-08-04 | 2023-03-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-09-16 | 2019-05-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-09-16 | 2019-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-09-16 | 2019-05-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-09-16 | 2019-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-09-16 | 2019-05-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-09-16 | 2019-05-31 |