David Robert Sheppard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Robert Sheppard ( ), a licensed former licensee with CE reference BEE084. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-19 | 2014-10-09 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-09-19 | 2014-10-09 |