Yasuko Uchikawa
谷口泰子
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yasuko Uchikawa (谷口泰子), a licensed former licensee with CE reference BEB936. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-22 | 2018-09-11 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-09-22 | 2018-09-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2014-08-28 | 2017-04-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2014-08-28 | 2017-04-01 |