Xiaoling Shu
舒小凌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoling Shu (舒小凌), a licensed former licensee with CE reference BEB659. This person has 2.2 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-30 | 2016-12-29 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-30 | 2016-12-29 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-11-13 | 2015-01-26 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-10-23 | 2015-01-26 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-28 | 2015-01-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoling Shu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.