Xiaoling Shu
舒小凌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoling Shu (舒小凌), a licensed former licensee with CE reference BEB659. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-30 | 2016-12-29 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-30 | 2016-12-29 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-11-13 | 2015-01-26 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-23 | 2015-01-26 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-28 | 2015-01-26 |