Kwok On Yeung
楊國安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok On Yeung (楊國安), a licensed former licensee with CE reference BEA822. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-08-22 | 2018-12-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-08-22 | 2018-12-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-08-22 | 2018-12-03 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-08-22 | 2018-12-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-08-22 | 2018-12-03 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-08-22 | 2018-12-03 |