Timothy Dik-Wung Tsoi
蔡迪宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Dik-Wung Tsoi (蔡迪宏), a licensed former licensee with CE reference BEA755. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-08-18 | 2018-03-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-08-18 | 2018-03-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-08-18 | 2018-03-29 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-08-18 | 2018-03-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-08-18 | 2018-03-29 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-08-18 | 2018-03-29 |