Nathan Dai-Yee Chan
陳定宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nathan Dai-Yee Chan (陳定宜), a licensed former licensee with CE reference BDZ170. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Toroa Management (HK) Limited 信為資管(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-07-07 | 2025-05-11 |
| Horizon Asset International (HK) Limited | Rep | Type 9 — Asset management | 2019-07-02 | 2021-04-07 |
| Strategic Vision Investment Limited | Rep | Type 9 — Asset management | 2017-05-22 | 2019-05-30 |
| GLG Partners Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2015-10-26 | 2016-12-01 |
| GLG Partners Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2015-10-26 | 2016-12-01 |
| GLG Partners Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2015-10-26 | 2016-12-01 |
| GLG Partners Hong Kong Limited |
Rep | Type 9 — Asset management | 2015-10-26 | 2016-12-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-17 | 2015-09-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-13 | 2015-09-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-13 | 2015-09-30 |