Wai Kwai
季委
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kwai (季委), a licensed former licensee with CE reference BDY940. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-10 | 2018-05-02 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-07 | 2016-09-23 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-07 | 2016-09-23 |