Jeong Soo Sim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeong Soo Sim ( ), a licensed former licensee with CE reference BDY696. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Segantii Capital Management Limited | Rep | Type 9 - Asset management | 2021-06-18 | 2023-07-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-11-29 | 2020-03-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-11 | 2019-08-30 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-11 | 2016-11-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-11 | 2019-08-30 |