Shuai Dou
竇帥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuai Dou (竇帥), a licensed former licensee with CE reference BDY353. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2014-08-11 | 2016-09-09 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2014-08-11 | 2016-09-09 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2014-08-11 | 2016-09-09 |