Amy Beth Gunia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amy Beth Gunia ( ), a licensed former licensee with CE reference BDY311. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-08-13 | 2015-11-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2014-08-13 | 2019-02-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-08-13 | 2015-11-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2014-08-13 | 2019-02-22 |