Tan Yuan Kueh
郭丹圓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tan Yuan Kueh (郭丹圓), a licensed former licensee with CE reference BDX514. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capari Asset Management (Hong Kong) Limited |
RO | Type 1 - Dealing in securities | 2018-11-19 | 2019-12-16 |
| Capari Asset Management (Hong Kong) Limited |
RO | Type 4 - Advising on securities | 2018-11-19 | 2019-12-16 |
| Capari Asset Management (Hong Kong) Limited |
RO | Type 9 - Asset management | 2018-11-19 | 2019-12-16 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-06 | 2016-09-19 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-06 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-06 | 2016-09-19 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-06 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2014-08-06 | 2015-11-30 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-08-06 | 2014-12-31 |