Xiaoxuan Gu
顾晓萱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxuan Gu (顾晓萱), a licensed former licensee with CE reference BDW939. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2014-08-01 | 2015-09-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2014-08-01 | 2015-09-01 |