Tatsuya Morimoto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tatsuya Morimoto ( ), a licensed former licensee with CE reference BDW746. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-09-21 | 2018-09-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-06-29 | 2016-07-15 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-06-29 | 2016-07-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2014-08-05 | 2016-01-04 |