Xi (SFC:BDV244) Chen
陳曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi (SFC:BDV244) Chen (陳曦), a licensed former licensee with CE reference BDV244. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-07-28 | 2016-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-07-28 | 2016-03-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-07-28 | 2016-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-07-28 | 2016-03-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-07-28 | 2016-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-07-28 | 2016-03-11 |