Man (SFC:BDT171) Xu
徐曼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man (SFC:BDT171) Xu (徐曼), a licensed former licensee with CE reference BDT171. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-13 | 2019-10-01 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-13 | 2019-10-01 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-06-13 | 2019-10-01 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-10 | 2016-06-03 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-10 | 2016-06-03 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-07-10 | 2016-06-03 |