Kota Noma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kota Noma ( ), a licensed former licensee with CE reference BDQ873. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-11-16 | 2017-12-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-04-17 | 2015-04-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-07-04 | 2014-07-12 |