Liliana Castillo Dearth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liliana Castillo Dearth ( ), a licensed former licensee with CE reference BDQ510. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-05 | 2018-11-09 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-05 | 2018-11-09 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-07 | 2014-07-18 |