Yu (SFC:BDQ125) Sun
孫宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:BDQ125) Sun (孫宇), a licensed former licensee with CE reference BDQ125. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-26 | 2022-03-31 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 4 — Advising on securities | 2019-07-26 | 2022-03-31 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-07-26 | 2022-03-31 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-20 | 2019-07-26 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-20 | 2019-07-26 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-20 | 2019-07-26 |