Stuart Oliver Graham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Oliver Graham ( ), a licensed former licensee with CE reference BDP994. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-27 | 2023-03-03 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-15 | 2019-07-31 |
| Autonomous Research Asia Limited 見地研究有限公司 |
RO | Type 4 — Advising on securities | 2014-10-30 | 2019-03-31 |