Stuart Oliver Graham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Oliver Graham, a licensed former licensee with CE reference BDP994. This person has 4.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-27 | 2023-03-03 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-15 | 2019-07-31 |
| Autonomous Research Asia Limited 見地研究有限公司 |
RO | Type 4 - Advising on securities | 2014-10-30 | 2019-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stuart Oliver Graham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.