Shaun James Parkes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaun James Parkes ( ), a licensed former licensee with CE reference BDP695. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2014-06-25 | 2016-01-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2014-06-25 | 2016-01-31 |