Wai Kin Suen
孫暐健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin Suen (孫暐健), a licensed former licensee with CE reference BDP679. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-08 | 2020-05-08 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-03-18 | 2020-05-08 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-18 | 2020-05-08 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-15 | 2020-05-08 |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-03-01 | 2020-05-08 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-13 | 2019-03-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-24 | 2018-08-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-24 | 2018-08-01 |