Yi (SFC:BDN986) Xie
謝怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BDN986) Xie (謝怡), CE reference BDN986. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BridgeWood Alternatives Limited |
RO | Type 1 — Dealing in securities | 2024-07-11 | 2025-12-19 |
| BridgeWood Alternatives Limited |
RO | Type 4 — Advising on securities | 2024-07-11 | 2025-12-19 |
| BridgeWood Alternatives Limited |
Rep | Type 1 — Dealing in securities | 2024-06-27 | 2024-07-11 |
| BridgeWood Alternatives Limited |
Rep | Type 4 — Advising on securities | 2024-06-27 | 2024-07-11 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-30 | 2021-08-31 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-10-30 | 2021-08-31 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-10-30 | 2021-08-31 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 — Advising on securities | 2017-10-30 | 2021-08-31 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-10-30 | 2021-08-31 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-10-30 | 2021-08-31 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-10-30 | 2021-08-31 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 9 — Asset management | 2017-10-30 | 2021-08-31 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 — Asset management | 2017-10-30 | 2021-08-31 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-21 | 2017-10-30 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-21 | 2017-10-30 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-21 | 2017-10-30 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-21 | 2017-10-30 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-08-21 | 2017-10-30 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-08-21 | 2017-10-30 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-08-21 | 2017-10-30 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-21 | 2017-10-30 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2017-08-21 | 2017-10-30 |
| Polen Capital HK Limited | RO | Type 1 — Dealing in securities | 2015-05-14 | 2017-06-16 |
| Polen Capital HK Limited | RO | Type 4 — Advising on securities | 2015-05-14 | 2017-06-16 |
| Polen Capital HK Limited | RO | Type 9 — Asset management | 2015-05-14 | 2017-06-16 |
| Polen Capital HK Limited | Rep | Type 1 — Dealing in securities | 2014-07-04 | 2015-05-14 |
| Polen Capital HK Limited | Rep | Type 4 — Advising on securities | 2014-07-04 | 2015-05-14 |
| Polen Capital HK Limited | Rep | Type 9 — Asset management | 2014-07-04 | 2015-05-14 |