Ka Wai Sin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Sin (單嘉偉), a licensed Responsible Officer with CE reference BDL790. Currently licensed at 1 firm(s): Mighty Fountain Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.2 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mighty Fountain Capital Limited 明德勤資本有限公司 |
RO | Type 1 - Dealing in securities | 2025-03-12 | present |
| Mighty Fountain Capital Limited 明德勤資本有限公司 |
RO | Type 4 - Advising on securities | 2025-03-12 | present |
| Mighty Fountain Capital Limited 明德勤資本有限公司 |
RO | Type 9 - Asset management | 2025-03-12 | present |
| Mighty Fountain Capital Limited 明德勤資本有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-02 | 2025-03-12 |
| Mighty Fountain Capital Limited 明德勤資本有限公司 |
Rep | Type 4 - Advising on securities | 2024-12-02 | 2025-03-12 |
| Mighty Fountain Capital Limited 明德勤資本有限公司 |
Rep | Type 9 - Asset management | 2024-12-02 | 2025-03-12 |
| Long Bridge HK Limited 長橋證券（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-28 | 2022-06-30 |
| Long Bridge HK Limited 長橋證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-16 | 2022-06-30 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-09-17 | 2021-05-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-02 | 2021-05-13 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-28 | 2019-02-14 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-08 | 2017-03-10 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-08 | 2017-03-10 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-06-19 | 2014-08-19 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-20 | 2014-08-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wai Sin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.