Ka Wing Lai
黎家榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wing Lai (黎家榮), a licensed former licensee with CE reference BBJ821. This person has 10.7 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-11 | 2024-03-26 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-11 | 2024-03-26 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-12-20 | 2014-08-16 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-07 | 2014-08-16 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-07 | 2014-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wing Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Siu Fai Ng | Emperor Futures Limited | 2014–2024 |
| Calvin Ca Chun Chan | Emperor Futures Limited | 2014–2024 |
| Chi Wai Chan | Emperor Futures Limited | 2014–2024 |
| Allen Ho Ming Chan | Emperor Futures Limited | 2014–2024 |
| Yuen San Chan | Emperor Futures Limited | 2014–2024 |
| Tsang Wu Chau | Emperor Futures Limited | 2014–2024 |
| Wesley Ka Man Cheung | Emperor Futures Limited | 2014–2024 |
| Sun Sing Cheung | Emperor Futures Limited | 2014–2024 |
| Kwok Wai Hui | Emperor Futures Limited | 2014–2024 |
| Aman Chi Ming Lau | Emperor Futures Limited | 2014–2024 |
| Poly Sung Fai Law | Emperor Futures Limited | 2014–2024 |
| Yan Chee Lee | Emperor Futures Limited | 2014–2024 |
| Ho Tung Li | Emperor Futures Limited | 2014–2024 |
| Fai Keung Lo | Emperor Futures Limited | 2014–2024 |
| Fong Han Lou | Emperor Futures Limited | 2014–2024 |
| Bennet Chi Kim Lui | Emperor Futures Limited | 2014–2024 |
| Man Lam Ma | Emperor Futures Limited | 2014–2024 |
| Suet Yeung Ng | Emperor Futures Limited | 2014–2024 |
| Kwan Ying Or | Emperor Futures Limited | 2014–2024 |
| Hok Kam Wong | Emperor Futures Limited | 2014–2024 |