Steven Charles Boxall
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Charles Boxall ( ), a licensed former licensee with CE reference BDL788. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-09-19 | 2018-09-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-10-24 | 2017-10-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-05-22 | 2014-11-20 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-05-22 | 2014-11-20 |