David Lachlan Rigney
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Lachlan Rigney ( ), a licensed former licensee with CE reference BDL763. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-05-05 | 2017-05-11 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-05-05 | 2017-05-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-05-23 | 2014-05-28 |