Ronald Jay Epstein

CE No. BDJ465 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Jay Epstein (), a licensed former licensee with CE reference BDJ465. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2025-09-04 2025-09-05
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2017-11-03 2017-11-06
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2017-11-03 2017-11-06
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2016-11-02 2016-11-04
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2016-11-02 2016-11-04
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2016-06-21 2016-06-23
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2016-06-21 2016-06-23
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2014-11-10 2014-11-13
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2014-11-10 2014-11-13
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2014-06-26 2014-06-27
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2014-06-26 2014-06-27
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2014-05-05 2014-05-07
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2014-05-05 2014-05-07

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