Yu Huen Ngan
顏宇翾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Huen Ngan (顏宇翾), a licensed former licensee with CE reference BDI600. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-24 | 2023-08-04 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-01 | 2022-05-05 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-11 | 2020-08-24 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-25 | 2017-01-04 |