Yue (SFC:BDI411) Wu
吳越
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue (SFC:BDI411) Wu (吳越), CE reference BDI411. Currently licensed at 1 firm(s): Valliance Asset Management Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valliance Asset Management Limited | Rep | Type 9 — Asset management | 2026-02-24 | present |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-24 | 2024-03-01 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-22 | 2020-09-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-22 | 2020-09-04 |