Nicholas John Brooks
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas John Brooks ( ), a licensed former licensee with CE reference BDD878. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arcus Investment Asia Limited |
RO | Type 4 — Advising on securities | 2014-06-09 | 2015-07-14 |
| Arcus Investment Asia Limited |
RO | Type 9 — Asset management | 2014-06-09 | 2015-07-14 |