Arcus Investment Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arcus Investment Asia Limited ( ), a Hong Kong-based licensed corporation with CE reference BDD869. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2014-06-09.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2014-06-09 | 2024-04-23 |
| Type 9 — Asset management | 2014-06-09 | 2024-04-23 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Nicholas John Brooks | RO 4, 9 | 2014-06 | 2015-07 |
| Lap Shun Chu 朱立信 | RO 4, 9 Rep 4, 9 | 2018-08 | 2022-01 |
| Mark Anthony Pearson | RO 4, 9 | 2014-06 | 2024-04 |
| Peter John Sandham | RO 4, 9 | 2015-06 | 2024-04 |
| Masaaki Yamane 山根正明 | RO 4, 9 Rep 4, 9 | 2015-10 | 2023-09 |
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