Koon Ting Victor Lee

CE No. BDC307 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Koon Ting Victor Lee (), a licensed former licensee with CE reference BDC307. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司
Rep Type 4 - Advising on securities 2016-09-19 2020-08-21
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2014-03-13 2016-06-24
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2014-03-13 2016-06-24
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 6 - Advising on corporate finance 2014-03-13 2016-06-24

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