Hin Shan Liu
廖衍珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hin Shan Liu (廖衍珊), a licensed former licensee with CE reference BDA367. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-15 | 2024-08-23 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2024-01-15 | 2024-08-23 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-15 | 2024-08-23 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2024-01-15 | 2024-08-23 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2024-01-15 | 2024-08-23 |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 - Providing credit rating services | 2016-12-01 | 2022-08-05 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2014-03-17 | 2016-08-28 |