Yingqi Tan
譚英綺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yingqi Tan (譚英綺), a licensed former licensee with CE reference BCZ265. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-04-27 | 2017-08-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-04-27 | 2017-08-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-04-27 | 2017-08-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2015-04-27 | 2017-08-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2015-04-27 | 2017-08-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2015-04-27 | 2017-08-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-20 | 2015-03-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-02-20 | 2015-03-16 |